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Home > Case study > Smarter Compliance with Regulatory Change Platform

Driving Smarter Compliance: Quinnox Helps a Global Bank Reduce Cost-to-Comply with an AI-Powered Regulatory Change Platform

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Overview

A leading global bank operating across retail and commercial segments faced growing challenges in managing regulatory changes. With frequent updates across jurisdictions, manual review processes slowed compliance response and increased operational effort.

Business Need

The bank sought an intelligent, AI-driven solution to: 

  • Automate ingestion, interpretation, and impact analysis of regulatory documents. 
  • Reduce manual effort and improve review efficiency. 
  • Strengthen compliance accuracy and audit readiness. 
  • Lower the cost-to-comply and enhance monitoring agility across business units. 

The Quinnox Approach and Solution

  • The overall solution was developed on AWS platform with incoming feeds from regulatory data aggregators and data crawling from various regulatory websites. 
  • Solution involved AI to automate ingestion, metadata tagging, triaging, summarization, co-relation and impact assessment of the new regulations. 
  • Used RAG architecture to ingest regulatory documents & swiftly parse these documents, extracting and presenting only the crucial aspects. This streamlined approach ensures swift comprehension and action without hours spent deciphering intricate regulations.  
  • This solution helped in bankers to expedite regulatory compliance and have a system generated impact assessment. 

Business Benefits Delivered Across SLA, BLA, and XLA Dimensions

Service Level Agreement (SLA) Benefits 

  • Significantly reduced manual document review effort through end-to-end automation. 
  • Enabled real-time ingestion and classification of regulatory updates, ensuring continuous monitoring. 
  • Enhanced security and scalability through AWS-based architecture and DevSecOps practices. 

Business Level Agreement (BLA) Benefits 

  • Lowered cost-to-comply by reducing repetitive compliance tasks and manual oversight. 
  • Improved accuracy in regulatory interpretation and minimized audit gaps through standardized AI workflows. 
  • Strengthened compliance readiness and proactive risk management across global operations. 

Experience Level Agreement (XLA) Benefits 

  • Empowered bankers and compliance teams with faster comprehension and clearer insights for action. 
  • Improved user experience through automated summaries, intuitive dashboards, and proactive alerts. 
  • Delivered greater confidence and agility in responding to evolving regulatory landscapes. 

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